Legal Briefs
NASAA plays an important role in representing the membership’s position, including as amicus curiae, in significant legal proceedings that may have a widespread impact upon securities regulators and the rights of investors.
An index of all NASAA legal briefs is below.
November 13, 2018
NASAA and Colorado Securities Commissioner joint amici brief to the Colorado Supreme Court regarding clawback of fictitious profits in Ponzi scheme recoveries.
August 23, 2018