Legal Briefs
NASAA plays an important role in representing the membership’s position, including as amicus curiae, in significant legal proceedings that may have a widespread impact upon securities regulators and the rights of investors.
An index of all NASAA legal briefs is below.
June 11, 2021
NASAA Amicus in Support of Stay of Robinhood’s Declaratory Judgment Action Against Massachusetts
March 31, 2020
NASAA amicus brief in support of New Jersey Bureau of Securities’ enforcement action against Credit Suisse and related entities.
January 23, 2020