How to Complete My IAR CE
What credits do I need to take?
Using NASAA as my course provider
- NASAA courses
- NASAA Member courses
Contact for IARs: iarce@nasaa.org
Are you an existing provider or would you like to become a provider?
New Providers |
For Existing Providers |
IAR CE provider and course approvals are handled through the Application Management System. For reference, here are copies of the application questions for new IAR CE providers and new IAR CE courses.
Contact for IAR CE Providers: iarce.providers@nasaa.org
Welcome to the resource page for NASAA’s Investment Adviser Representative Continuing Education (IAR CE) program. NASAA’s IAR CE model rule represents the culmination of years of work by state securities regulators and industry to develop a relevant and responsive continuing education program. Below you will find information on member adoption, approved IAR CE providers, informative FAQs, and more.
Does my state have an IAR CE requirement?
What if I ended my registration in an IAR CE state? Do I still have a requirement?
- IAR CE requirements are maintained if an IAR has been registered with a state which requires IAR CE (an in-scope state) for any part of the year. Thus, even if an IAR withdraws from an in-scope state, the requirement continues to exist and may affect future registration(s) in in-scope states. Essentially, once an IAR has the requirement, they will always have the requirement and the deficiency will continue to accumulate to a maximum of 36 credits if not maintained annually.
- This is true beyond the current reporting year. The IAR should remain current on their IAR CE requirements to ensure that future state registrations aren’t impacted. An IAR CE deficiency will not impact state registrations in states that haven’t adopted the rule. However, if that state adopts the requirement in the future, the IAR’s registration will be impacted on the rule’s effective date if the IAR hasn’t maintained the requirement.
Still not sure if you have an IAR CE requirement?
You can view your IAR CE transcript and manage your IAR CE requirement through FINRA’s Financial Professional Gateway (FinPro) account. Go to https://www.finra.org/registration-exams-ce/finpro to create an account.
FAQs
Program Information
