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Ethics for Investment Adviser Representatives

Course description: This IAR CE course is an ethics overview for investment adviser representatives.  It will discuss an investment adviser’s fiduciary duties and provide details on how to identify and avoid conflicts of interest.  After successfully passing the course assessment, this course will grant the IAR one credit of Ethics and Professional Responsibility credit.  Upon registering for this course, you will be charged a non-refundable $3 reporting fee.

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ATTENTION: IAR CE course credits are due by December 31. If you complete this course after December 21, there is a chance that it will not be processed and reported prior to December 31.






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