North Dakota accepts the Uniform Application to Register Securities (Form U1), and does not allow for electronic signature of forms.
Registration requires filing or delivery of:
Filing fee
Application form
Financial statements
A Consent to Service of Process (Form U2)
SEC Form 1-A with exhibits
Filing Fee: $500 for initial filings and $100 for renewals.
All Notice Filings and corresponding fee payments for Federal Regulation A, Regulation D, and Regulation CF offerings are made through the NASAA Electronic Filing Depository (EFD)
For additional information, please visit the regulator’s website at www.securities.nd.gov or contact them at 701-328-2910.
