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NASAA Statement on House-Senate Conference Fiduciary Compromise

WASHINGTON (June 24, 2010) -- The following is a statement from North American Securities Administrators Association President and Texas Securities…

NASAA Urges Conference Committee on Financial Reform to Make the Right Choices for Investors

House Fiduciary Standard Provides Strong Investor Protection WASHINGTON, D.C. (June 15, 2010) – The North American Securities Administrators Association today…

NASAA Leads Fight Against Elder Financial Abuse

State Securities Regulators, Physicians and Adult Protective Services Workers Launch Innovative Campaign to Curb Elder Investment Fraud and Financial Exploitation…

NASAA Urges Congress to Restore Investor Confidence

WASHINGTON (April 21, 2010) – Pennsylvania Securities Commissioner Steven Irwin today urged Congress to help restore investors’ confidence in the…

NASAA Statement on Reforms Needed to Protect Investors in Regulation D Rule 506 Offerings

Crawford: "NASAA strongly supports the adoption of a disqualification provision to prevent recidivists from conducting private securities offerings under Regulation…

NASAA Marks National Financial Literacy Month

Crawford: Education is an Investor's Best Defense Against Investment Fraud WASHINGTON, D.C. (April 12, 2010) – In recognition of National…

NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.

WASHINGTON (April 7, 2010) – The following is a statement by Denise Voigt Crawford, President of the North American Securities…

NASAA to Host Public Policy Conference Focusing on Financial Regulatory Reform

WASHINGTON (March 25, 2010) – State and provincial securities regulators will convene in Washington, D.C. next month as Congress debates…

NASAA Urges Senate Banking Committee to Stand Up for Investors by Retaining the Fiduciary Provisions of the Restoring American Financial Stability Act of 2009

WASHINGTON, D.C. (February 25, 2010) –The North American Securities Administrators Association (NASAA) today urged the Senate Banking Committee not to…

Planning Your Retirement with Confidence

NASAA Offers Workplace Retirement Planning Assistance WASHINGTON, DC (February 22, 2010) – In recognition of America Saves Week, the North…