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The Federal Arbitration Act and Access to Justice: Will Recent Supreme Court Decisions Undermine the Rights of Consumers, Workers, and Small Businesses?
WRITTEN STATEMENT OF MIKE ROTHMAN COMMISSIONER OF THE MINNESOTA DEPARTMENT OF COMMERCE ON BEHALF OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS…NASAA Urges Conference Committee on Financial Reform to Make the Right Choices for Investors
House Fiduciary Standard Provides Strong Investor Protection WASHINGTON, D.C. (June 15, 2010) – The North American Securities Administrators Association today…NASAA Leads Fight Against Elder Financial Abuse
State Securities Regulators, Physicians and Adult Protective Services Workers Launch Innovative Campaign to Curb Elder Investment Fraud and Financial Exploitation…2019 NASAA Presidential Address: Christopher Gerold, New Jersey Securities Bureau Chief
September 10, 2019NASAA Annual MeetingAustin, Texas Thank you Mike for your generous introduction and for all you’ve accomplished this past…NASAA Urges Congress to Restore Investor Confidence
WASHINGTON (April 21, 2010) – Pennsylvania Securities Commissioner Steven Irwin today urged Congress to help restore investors’ confidence in the…NASAA Statement on Reforms Needed to Protect Investors in Regulation D Rule 506 Offerings
Crawford: "NASAA strongly supports the adoption of a disqualification provision to prevent recidivists from conducting private securities offerings under Regulation…NASAA Marks National Financial Literacy Month
Crawford: Education is an Investor's Best Defense Against Investment Fraud WASHINGTON, D.C. (April 12, 2010) – In recognition of National…Franchise Resources
NASAA FRANCHISE RESOURCES Impact of shifting Market and Economic Factors on Franchise Disclosures Franchise Non-compete Guidance Disclosing Financial Performance Representations…NASAA Statement on Multistate Action by State Securities Regulators Against Morgan Keegan & Co. Inc.
WASHINGTON (April 7, 2010) – The following is a statement by Denise Voigt Crawford, President of the North American Securities…NASAA Members Adopt Model Act to Award and Protect Whistleblowers
WASHINGTON, D.C. (August 31, 2020) —The North American Securities Administrators Association (NASAA) announced today that its membership has voted to…
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