Search Results for: investor bill of rights

SCOR Statement of Policy

ADOPTED APRIL 28, 1996 I. Introduction The following guidelines of the North American Securities Administrators Association, Inc. ("NASAA") provide for…

NASAA President Outlines Key Elements of Meaningful Regulatory Reform in Congressional Testimony

WASHINGTON (October 6, 2009) – In testimony before the U.S. House Financial Services Committee, North American Securities Administrator Association President…

NASAA Voices Support for Arbitration Fairness Act of 2009 (S. 931, H.R. 1020)

WASHINGTON, D.C. (May 21, 2009) –The North American Securities Administrators Association (NASAA) today announced its full support of the Arbitration…

NASAA Responds to U.S. Supreme Court Decision in Stoneridge Case

WASHINGTON, D.C.—The North American Securities Administrators Association (NASAA) today expressed its disappointment over the U.S. Supreme Court’s 5-3 ruling against…

NASAA Offers New Podcast Series to Help Listeners Become Alert Investors

WASHINGTON, D.C. (April 18, 2007) — Knowledge is power. And nowhere is that more true than in the dynamic world…

NASAA Announces Panelists for March 22 Symposium

Program to be Webcast; Registration Still Open WASHINGTON (March 19, 2007) --The North American Securities Administrators Association, Inc. (NASAA) today…

NASAA to Host Symposium Focusing on Investor Protection in an Era of Increasing Capital Market Competition

WASHINGTON (March 12, 2007)— The North American Securities Administrators Association, Inc., (NASAA) today announced plans to host a public symposium to…

NASAA to Host Public Policy Conference

Conference to Feature Forum on Balance Between Regulatory Reform and Consumer Protection WASHINGTON (April 13, 2005) -The North American Securities Administrators Association…

State Securities Regulators Install New President, Board of Directors

New NASAA President Ralph A. Lambiase pledges to focus on increasing cooperation among regulators, maintaining state authority, advancing shareholders’ rights,…

NASAA Response to Proposals by SIA for Securities Markets Enhancement Act (SMEA)

(April 29, 1999) - Overall America’s securities markets are fair, open and transparent and have the confidence of investors. NASAA…