Search Results for: investor bill of rights

Proposed NASAA Model Rule on the Use of Senior-Specific Certifications and Professional Designations

Comments are being solicited from the public on the following proposed model rule concerning the use of senior-specific certifications and…

Proposed Amendment to the NASAA CR-Equity Statements of Policy

The Board of Directors of the North American Securities Administrators Association, Inc. (NASAA), has authorized release for public comment a…

Sandwich Generation: Additional Resources

State and Provincial Securities Regulators To contact your state or provincial securities regulator, click here. AARP Nonprofit, nonpartisan membership organization for…

SCOR Statement of Policy

ADOPTED APRIL 28, 1996 I. Introduction The following guidelines of the North American Securities Administrators Association, Inc. ("NASAA") provide for…

NASAA President Outlines Key Elements of Meaningful Regulatory Reform in Congressional Testimony

WASHINGTON (October 6, 2009) – In testimony before the U.S. House Financial Services Committee, North American Securities Administrator Association President…

NASAA Voices Support for Arbitration Fairness Act of 2009 (S. 931, H.R. 1020)

WASHINGTON, D.C. (May 21, 2009) –The North American Securities Administrators Association (NASAA) today announced its full support of the Arbitration…

NASAA Responds to U.S. Supreme Court Decision in Stoneridge Case

WASHINGTON, D.C.—The North American Securities Administrators Association (NASAA) today expressed its disappointment over the U.S. Supreme Court’s 5-3 ruling against…

NASAA Offers New Podcast Series to Help Listeners Become Alert Investors

WASHINGTON, D.C. (April 18, 2007) — Knowledge is power. And nowhere is that more true than in the dynamic world…

NASAA Announces Panelists for March 22 Symposium

Program to be Webcast; Registration Still Open WASHINGTON (March 19, 2007) --The North American Securities Administrators Association, Inc. (NASAA) today…

NASAA to Host Symposium Focusing on Investor Protection in an Era of Increasing Capital Market Competition

WASHINGTON (March 12, 2007)— The North American Securities Administrators Association, Inc., (NASAA) today announced plans to host a public symposium to…