Search Results for: fraud

NASAA Forms COVID-19 Enforcement Task Force

WASHINGTON, D.C. (April 28, 2020) – The North American Securities Administrators Association (NASAA) today announced the formation of the COVID-19…

NASAA Highlights Top Investor Threats for 2023

Scammers Use Technology and Play on Emotions to Target Retail Investors WASHINGTON, D.C. (April 20, 2023) – The North American…

2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director

September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…

Conversation Starters – In Crisis

Conversation Starters for When the Going Gets Rough Getting Started When in crisis, they are especially vulnerable to poor financial…

Common Investment Schemes

The Sandwich Generation: What to Watch ForEach year, investors are targeted with a variety of misleading sales tactics, or worse,…

NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…

Senior Summit

SEC, NASAA and FINRA Gather to Coordinate Efforts to Protect Older Investors from Financial Fraud Hosted by the Securities and…

Investor Education Resources for Youth and Educators

For Youth A strong foundation of financial education can help you build a lifetime of good money management habits and…

Investor Education Resources for Adults and Families

Investigate Before You Invest Building a secure financial future for yourself and your family requires the tools to develop an…

Sandwich Generation: Common Investment Scams

Each year, investors are targeted with a variety of misleading sales tactics, or worse, outright fraud. Investors also have to…