Search Results for: fraud

NASAA: The JOBS Act an Investor Protection Disaster Waiting to Happen

Legislation Remains Fundamentally Flawed Product of Rush to Legislate WASHINGTON (March 22, 2012) – Congress and the White House have…

Corporate Governance and Shareholder Empowerment

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

NASAA Releases 2025 Enforcement Report

WASHINGTON, D.C. (October 16, 2025) – The North American Securities Administrators Association (NASAA) today released its 2025 Enforcement Report, identifying…

NASAA Forms COVID-19 Enforcement Task Force

WASHINGTON, D.C. (April 28, 2020) – The North American Securities Administrators Association (NASAA) today announced the formation of the COVID-19…

NASAA Highlights Top Investor Threats for 2023

Scammers Use Technology and Play on Emotions to Target Retail Investors WASHINGTON, D.C. (April 20, 2023) – The North American…

2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director

September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…

NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…

Senior Summit

SEC, NASAA and FINRA Gather to Coordinate Efforts to Protect Older Investors from Financial Fraud Hosted by the Securities and…

Investor Education Resources for Youth and Educators

For Youth A strong foundation of financial education can help you build a lifetime of good money management habits and…

Investor Education Resources for Adults and Families

Investigate Before You Invest Building a secure financial future for yourself and your family requires the tools to develop an…