NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

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NASAA Supports World Elder Abuse Awareness Day

WASHINGTON, June 15, 2015— The North American Securities Administrators Association (NASAA) today recognized World Elder Abuse Awareness Day (WEAAD) by…

NASAA Legislative Agenda for the 117th Congress Principle Three

PRINCIPLE THREE:Congress should promote policies designed to enhance diversity and inclusion in all aspects of the capital markets, take steps…

2004 Presidential Speech, New Jersey Bureau of Securities Chief Franklin Widmann

President’s Remarks Franklin L. Widmann Chief, New Jersey Bureau of Securities President, North American Securities Administrators Association October 2, 2004 NASAA…

President’s Remarks, 2001 SIA Small Firms Conference

Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association October 12, 2001 SIA Small Firms Conference Ft. Lauderdale, Florida…

Federal Resources

To advance its agenda, NASAA engages on a nonpartisan basis with Congressional offices and other stakeholders. Learn more about NASAA’s…

NASAA Updates COVID-19 Enforcement Task Force Actions

WASHINGTON, D.C. (June 16, 2020) – The North American Securities Administrators Association (NASAA) today updated the status of the work…

Sandwich Generation: Your Parents

Investor Self-Defense As a member of SandGEN, one of your responsibilities may be to protect your elderly family members and…

Sandwich Generation: Additional Resources

State and Provincial Securities Regulators To contact your state or provincial securities regulator, click here. AARP Nonprofit, nonpartisan membership organization for…

NASAA Preemption Resource Center

The state-federal system of regulation within the United States is collaborative and complementary. Congress in 2004 recognized that state securities regulators…

The JOBS Act at a Year and a Half: Assessing Progress and Unmet Opportunities

Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing…




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