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North American Securities Administrators Association Announces 2022 Fall Award Recipients
Lubin, Shaw, Solov, and Hopkins each presented with NASAA’s Highest Honor; Seidt received Patricia D. Struck Award for her tireless…
2023 NASAA Presidential Address: Claire McHenry, Deputy Director of the Nebraska Department of Banking and Finance Bureau of Securities
2023 NASAA President Claire McHenry Presidential Address to NASAA Membership September 12, 2023 NASAA 2023 Fall Annual Meeting San Diego,…
NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud
January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…
NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud
January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…
Informed Investor Advisory: Don’t Get Swept Away by a Romance Scam
Are you an informed investor? Don’t Get Swept Away by a Romance Scam Dating apps and social media platforms may…
Don’t Let Scammers Steal Your Holiday Spirit: NASAA Unveils the 12 Top Investor Threats
WASHINGTON, D.C. – (December 10, 2025) – Don’t let fraudsters play the Grinch with your finances this holiday season. The…
Rise of Fintech Raises New Concerns for Securities Regulators
Survey Shows Millennials at Greatest Risk for Fintech Fraud; Need for Increased Vigilance by Regulators, Industry and Investors WASHINGTON, D.C.…
“Ensuring Effectiveness, Fairness, and Transparency in Securities Law Enforcement”
Written Testimony of Joseph P. Borg President, North American Securities Administrators Association, Inc. and Director, Alabama Securities Commission Before the…
Real Life Regulators
Welcome to Real Life Regulators, a podcast featuring investment fraud cases from the files of state and provincial securities regulators…
NASAA Forms COVID-19 Enforcement Task Force
WASHINGTON, D.C. (April 28, 2020) – The North American Securities Administrators Association (NASAA) today announced the formation of the COVID-19…
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