NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

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North American Securities Administrators Association Announces 2022 Fall Award Recipients

Lubin, Shaw, Solov, and Hopkins each presented with NASAA’s Highest Honor; Seidt received Patricia D. Struck Award for her tireless…

NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud

January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…

NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud

January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…

Informed Investor Advisory: Don’t Get Swept Away by a Romance Scam

Are you an informed investor? Don’t Get Swept Away by a Romance Scam Dating apps and social media platforms may…

Rise of Fintech Raises New Concerns for Securities Regulators

Survey Shows Millennials at Greatest Risk for Fintech Fraud; Need for Increased Vigilance by Regulators, Industry and Investors WASHINGTON, D.C.…

“Ensuring Effectiveness, Fairness, and Transparency in Securities Law Enforcement”

Written Testimony of Joseph P. Borg President, North American Securities Administrators Association, Inc. and Director, Alabama Securities Commission Before the…

NASAA Forms COVID-19 Enforcement Task Force

WASHINGTON, D.C. (April 28, 2020) – The North American Securities Administrators Association (NASAA) today announced the formation of the COVID-19…

2021 NASAA Presidential Address: Melanie Senter Lubin, Maryland Securities Commissioner

Tuesday, September 21, 2021NASAA Annual ConferenceChicago, Illinois Thank you, Lisa, for your very kind and generous introduction. Before I begin…

Remarks of NASAA President Melanie Senter Lubin at the NASAA 2022 Public Policy Symposium

May 17, 2022 NASAA 2022 Public Policy Symposium Washington, D.C. Presidential Address Thank you, Karima. We appreciate the kind welcome…

Regulatory & Legal Activity

Regulatory Activity NASAA welcomes the opportunity to continue to work with our regulatory counterparts to collectively use our resources to…




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