Other Policy Letters

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July 14, 2009

Joint Letter with the Certified Financial Planner Board of Standards, the Consumer Federation of America, the Financial Planning Association, Fund Democracy, the Investment Adviser Association, and the National Association of Personal Financial Advisors to the House Financial Services Committee Regarding President Obama’s Fiduciary Duty Proposal.

May 19, 2009

Joint Letter with the Conference of State Bank Supervisors and the National Association of Insurance Commissioners to the Senate Banking and House Financial Services Committees Regarding State Role on Systemic Risk Council.

March 23, 2009

Joint Letter with the Investment Adviser Association and the Consumer Federation of America to the Senate Banking Committee Regarding Legal Standards of Care Owed to Investors by Broker-Dealers and Investment Advisers.

September 8, 2008

NASAA Letter to Congress on H.R. 6513, the Securities Act of 2008

May 23, 2008

NASAA Letter to the Department of the Treasury on the President’s Advisory Council on Financial Literacy

March 4, 2008

NASAA Letter to Representative Luis Gutierrez on H.R. 1996, the Preservation of Federalism in Banking Act

August 16, 2006

Joint Letter with the Conference of State Bank Supervisors and National Association of State Credit Union Supervisors to House Speaker Dennis Hastert (R-IL) Regarding the Development of a National Data Security Law.

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