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Letters to Congress

Topic
Year
January 25, 2022

NASAA Letter to SBC Leadership Regarding S. 3529, the Empowering States to Protection Seniors from Bad Actors Act

November 15, 2021

NASAA Letter to HFSC Leadership Regarding H.R. 2620, the Investor Choice Act of 2021

November 15, 2021

NASAA Letter to HFSC Leadership Regarding H.R. 5914, the Empowering States to Protect Seniors from Bad Actors Act

October 4, 2021

NASAA Letter to House Committee Financial Services Leadership on Support for Legislative Proposals

July 27, 2021

NASAA Letter to House Financial Services Committee Leadership Regarding Legislative Proposals for Consideration by the Committee on July 28, 2021

June 15, 2021

NASAA Letter Regarding H.R. 1187, the Corporate Governance and Investor Protection Act of 2021

May 17, 2021

NASAA Letter to Rep. Himes Re H.R. 2655, the Insider Trading Prohibition Act of 2021

May 7, 2021

NASAA letter to Sen. Jeff Merkley Re S. 1171, the Investor Choice Act of 2021

April 20, 2021

NASAA Letter to House Financial Services Committee Leadership Regarding Legislation to be Considered at the April 20, 2021 Full Committee Markup

April 19, 2021

NASAA Letter Regarding S.J. Res. 16 – A Joint Resolution Providing for Congressional Disapproval of the Rule Submitted by the SEC Relating to Procedural Requirements and Resubmission Thresholds Under Exchange Act Rule 14a-8

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