NASAA’s brief to the New York Court of Appeals in People of the State of New York v. Greenberg, arguing that the New York Attorney General is not preempted by NSMIA or SLUSA from pursuing an enforcement action that includes a claim for money damages based on harms to investors.

Home > Policy > Legal Briefs > NASAA’s brief to the New York Court of Appeals in People of the State of New York v. Greenberg, arguing that the New York Attorney General is not preempted by NSMIA or SLUSA from pursuing an enforcement action that includes a claim for money damages based on harms to investors.