NASAA’s amicus brief filed on March 19, 2009, in the Tennessee Supreme Court, arguing that a criminal conviction under state law for willful failure to register as a broker or agent does not require a showing of specific intent. (Tennessee v. Casper) Part 1

Home > Policy > Legal Briefs > NASAA’s amicus brief filed on March 19, 2009, in the Tennessee Supreme Court, arguing that a criminal conviction under state law for willful failure to register as a broker or agent does not require a showing of specific intent. (Tennessee v. Casper) Part 1