Comment Letters

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June 7, 1999

NASAA Comment Letter to SEC Regarding File No. S7-5-99, Publication or Submission of Quotations Without Specified Information, June 7, 1999

May 28, 1999

NASAA Day Trading Project Group Comment Letter on NASDR Proposed Rules Regarding Approval Procedures for Day Trading Accounts

December 9, 1998

Re-Proposed Books and Records Requirements as Amendments to Rules 17a-3 and 17a-4 of the Securities Exchange Act of 1934 1997

January 29, 1997

Public Availability of Information about Consumers Letter to Federal Reserve

December 12, 1996

Books and Records Comment Letter to SEC

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