NASAA Comment to the SEC Regarding FINRA Release No. 34-79215; File No. SR-FINRA-2016-039, entitled Notice of Filing of a Proposed Rule Change to Amend Rule 4512 (Customer Account Information) and Adopt FINRA Rule 2165 (Financial Exploitation of Specified Adults)
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Comment Letters > NASAA Comment to the SEC Regarding FINRA Release No. 34-79215; File No. SR-FINRA-2016-039, entitled Notice of Filing of a Proposed Rule Change to Amend Rule 4512 (Customer Account Information) and Adopt FINRA Rule 2165 (Financial Exploitation of Specified Adults)
