NASAA Comment Letter to the SEC Regarding File No. S7-12-23, Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers
Home >
Policy >
Regulatory Policy >
Comment Letters > NASAA Comment Letter to the SEC Regarding File No. S7-12-23, Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers