NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™

NASAA Comment Letter to SEC Regarding SEC Release No. 34-71959; File No. SR-FINRA-2014-020 – Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 2081 (Prohibited Conditions Relating to Expungement of Customer Dispute Information)

Share on Facebook
Share on X
Share on LinkedIn
Share by Email
Hide Share Bar