Testimony
April 5, 2022
Promoting Trust in Our Capital Markets
Letter from NASAA President and Maryland Securities Commissioner Melanie Senter Lubin sent on April 5, 2022, and entered into the record on behalf of NASAA for a hearing before the U.S. Senate Committee on Banking, Housing, and Urban Affairs on insider trading.
March 14, 2022
NASAA’s Core Principles for Evaluating Federal Legislation Relating to Franchises
Letter from NASAA President and Maryland Securities Commissioner Melanie Senter Lubin sent on March 14, 2022, and entered into the record on behalf of NASAA for a hearing before the U.S. Senate Committee on Small Business and Entrepreneurship on the franchising industry.
December 2, 2021
The SEC’s Potential Role in Addressing Elder Financial Abuse Issues
Written statement of Kristen Standifer, Licensing and Examinations Supervisor for the Washington State Department of Financial Institutions and Chair of the NASAA Senior Issues and Diminished Capacity Committee, delivered on behalf of NASAA at a December 2, 2021, panel discussion convened by the U.S. Securities and Exchange Commission Investor Advisory Committee to examine the SEC’s Potential Role in Addressing Elder Financial Abuse Issues.
September 10, 2020
The Need for Financial Aid to America’s States and Territories During the Pandemic
Written Statement of NASAA President and West Virginia Senior Deputy Securities Commissioner Lisa Hopkins submitted for a September 10, 2020 hearing before the U.S. House Committee on Financial Services.
April 29, 2009
Betting on Death in the Life Settlement Market – What’s at Stake for Seniors?
April 29, 2009 - Written testimony of Colorado Securities Commissioner, and NASAA President, Fred Joseph, delivered to the Senate Special Committee on Aging, regarding the regulation of life settlements.
September 5, 2007
Advising Seniors About Their Money: Who Is Qualified?
September 5, 2007 - Written testimony of Alabama Securities Commissioner, and NASAA President, Joseph P. Borg, delivered before the Senate Special Committee on Aging, regarding advising seniors on their money.
July 17, 2006
NASAA Statement at SEC Seniors Summit
July 17, 2006 - Statement of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered at the SEC Seniors Summit.
March 29, 2006
Protecting Senior Citizens Against Investment Fraud
March 29, 2006 - Written testimony of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered to the Senate Special Committee on Aging, regarding protecting senior citizens against investment fraud.
March 23, 2004
Protecting Senior Citizens Against Internet Investment Fraud
March 23, 2004 - Testimony of Tanya Solov Illinois Securities Director and NASAA Broker-Dealer Section Chair Before the Special Committee on Aging United States Senate
Washington, DC 20002
