Speeches and Statements
April 8, 2014
NASAA President Andrea Seidt’s Remarks at the 2014 SIFMA Compliance and Legal Society Annual Meeting
April 1, 2014-NASAA President Andrea Seidt: "Our markets function most effectively when industry and regulators work together to protect and serve investors."
October 8, 2013
2013 Presidential Address: Andrea Seidt Ohio Securities Commissioner
October 8, 2013--NASAA President Andrea Seidt's inaugural speech at NASAA's annual conference in Salt Lake City, Utah.
March 19, 2013
NASAA President Heath Abshure's Keynote Address at SIFMA Compliance and Legal Society Annual Meeting
March 19, 2013--NASAA president discusses class-action relief, arbitration and fiduciary duty in keynote address at SIFMA conference in Scottsdale, Arizona.
March 19, 2013
NASAA President Heath Abshure’s Keynote Address at SIFMA Compliance and Legal Society Annual Meeting
March 19, 2013--NASAA president discusses class-action relief, arbitration and fiduciary duty in keynote address at SIFMA conference in Scottsdale, Arizona.
October 9, 2012
NASAA President Heath Abshure's Remarks on SEC General Solicitation Proposed Rule
October 9, 2012 remarks by NASAA President Heath Abshure during news conference on SEC's proposed rule on general solicitation
October 9, 2012
NASAA President Heath Abshure’s Remarks on SEC General Solicitation Proposed Rule
October 9, 2012 remarks by NASAA President Heath Abshure during news conference on SEC's proposed rule on general solicitation
September 11, 2012
2012 NASAA Presidential Address: A. Heath Abshure, Arkansas Securities Commissioner
September 11, 2013--NASAA President Heath Abshure's inaugural speech at the NASAA Annual Conference in Coronado, California.
September 13, 2011
2011 Presidential Speech, Jack Herstein, Assistant Director, Nebraska Department of Banking and Finance
September 13, 2011 - NASAA Annual Conference, Wichita, Kansas
September 28, 2010
2010 Presidential Speech, North Carolina Deputy Securities Administrator David Massey
September 28, 2010, NASAA Annual Conference, Baltimore, Maryland
September 15, 2009