Newsroom
August 3, 2010
NASAA Identifies Top Investor Traps
August 3, 2010 - NASAA releases its annual list of traps that cautious investors should avoid when seeking to jump-start their investment portfolios.
July 27, 2010
NASAA To Host Annual Conference in Baltimore September 26-28
July 27, 2010 - The three-day conference will offer attendees an opportunity to take advantage of expert insight into the changes on the horizon for regulatory structures and industry practices.
July 21, 2010
State Securities Regulators Applaud Dodd-Frank Wall Street Reform and Consumer Protection Act as it is Signed into Law
July 21, 2010 - NASAA commended the act for recognizing and enhancing the strong investor protection role of state securities regulators.
July 21, 2010
NASAA Statement on the SEC’s Vote to Enhance Investment Adviser Disclosure
July 21, 2010 - NASAA issues a statement following the vote by the SEC to adopt amendments to Part 2 of Form ADV and related rules.
July 21, 2010
NASAA Statement on the SEC's Vote to Enhance Investment Adviser Disclosure
July 21, 2010 - NASAA issues a statement following the vote by the SEC to adopt amendments to Part 2 of Form ADV and related rules.
June 29, 2010
NASAA Urges Congress to Support Dodd-Frank Wall Street Reform and Consumer Protection Act Conference Report
June 29, 2010 - NASAA cites Dodd-Frank’s recognition of the strong investor protection role of state securities regulators in urging Congress to support the proposal.
June 28, 2010
State Securities Regulators Announce Launch of Online Service Providing Background Information About Investment Adviser Representatives
June 28, 2010 - NASAA announces enhancement to IAPD website that will allow investors to electronically access information about individuals who work for money management, financial planning and other investment advisory firms.
June 24, 2010
NASAA Statement on House-Senate Conference Fiduciary Compromise
June 24, 2010 - NASAA expresses disappointment following House-Senate compromise on fiduciary duty.
June 15, 2010
NASAA Urges Conference Committee on Financial Reform to Make the Right Choices for Investors
June 15, 2010 - NASAA notes that the House fiduciary standard provides strong investor protection.
June 15, 2010
