Newsroom
August 31, 2015
NASAA Annual Conference to Explore Regulation For the Ages
August 31, 2015--Investor Champion and former SEC Chair Arthur Levitt to Deliver Keynote Address
August 5, 2015
NASAA’s Electronic Filing Depository Reaches Milestone
August 5, 2015--Streamlined Online Filing System Tops 10,000 Filings
June 15, 2015
NASAA Supports World Elder Abuse Awareness Day
June 15, 2015--NASAA today recognized World Elder Abuse Awareness Day (WEAAD) by urging all to join in the fight against senior financial exploitation, the crime of the 21st century.
May 26, 2015
NASAA Names Joseph Brady as Executive Director
May 26, 2015--As Executive Director, Brady will work closely with NASAA leadership and members, industry and investor groups, other regulators and Capitol Hill lawmakers. He also will oversee NASAA’s day-to-day operations.
May 11, 2015
NASAA Statement on Texas Supreme Court Ruling in Life Partners v. Arnold
May 11, 2105--"NASAA appreciates that the Texas Supreme Court agrees with state securities regulators that the life settlement contacts and viaticals, at issue in Life Partners v. Arnold satisfy the definition of an investment contact under the Texas Securities Act, making them securities subject to the Texas Securities Act."
April 22, 2015
NASAA Advisory Shines Light on Broker-Dealer Fees
April 22, 2015--In recognition of Financial Literacy Month, (April 1-30) NASAA issues an advisory to help raise investor awareness about fees charged by broker-dealer firms for services and maintenance of investment accounts.
April 9, 2015
Speakers Announced for NASAA Public Policy Conference
April 9, 2015--NASAA announces final lineup of speakers and panelists for its upcoming Public Policy Conference, scheduled for April 14 in Washington, DC.
April 8, 2015
NASAA Research Shows Investor Confusion Over Brokerage Fees
April 8, 2015--Poll finds most investors don’t know the cost to service and maintain their brokerage accounts.
March 27, 2015
NASAA 2015 Public Policy Conference to Explore Progress Through Innovation
March 27, 2015--SEC Investor Advocate Rick Fleming to Delivery Keynote Address
March 25, 2015
