Newsroom
April 6, 2016
NASAA Statement on Department of Labor Fiduciary Rule
April 6, 2016--“We appreciate that by broadening the application of fiduciary duty, the Department of Labor’s rule raises the standard of care applicable to retirement investors."
March 30, 2016
NASAA Unveils Training Program to Combat Elder Financial Abuse
March 30, 2016--State Securities Regulators to Offer Training to BDs and IAs
March 16, 2016
Remarks of NASAA President Judith Shaw at the ARM 2016 Annual Educational Conference
March 8, 2016--NASAA President Judith Shaw' discusses NASAA's senior investor protection initiatives at the Association of Registration Management 2016 Annual Educational Conference.
February 1, 2016
NASAA Members Adopt Model Act to Protect Seniors and Vulnerable Adults
Feb. 1, 2016--Model Act Delivered to Jurisdictions to Pursue as Legislation or Regulation
January 8, 2016
NASAA Statement Regarding Patricia Struck
January 7, 2016--“For all that Patty was to NASAA as a leader, a colleague, and a mentor she was first and foremost a friend. Patty always had kind things to say in every situation and we are better for having known her. We miss her greatly.”
December 21, 2015
NASAA Announces Top Investor Threats
December 21, 2015--Investors Reminded to Approach Unsolicited Offers with Caution
December 17, 2015
NASAA Launches Senior-Focused Website: ServeOurSeniors.org
December 17. 2015--“We are pleased to provide a resource-rich online environment for senior investors and those best positioned to provide for their care, financial security and protection,” said Judith Shaw, NASAA President and Maine Securities Administrator.
December 10, 2015
NASAA Cautions Fraud Victims About Third-Party Asset Recovery Companies
December 10, 2015--Firms May Offer Fraud Victims Little More Than False Hope for a Fee
November 9, 2015
NASAA Cautions Investors About ‘The Next Big Thing’
November 9, 2015--Spotlight on Marijuana-related Investments, Binary Options, and Digital Currency
November 3, 2015
