Issues & Advocacy
September 28, 2006
Improving Financial Literacy
September 28, 2006 - NASAA written statement, submitted to the House Financial Services Subcommittee on Financial Institutions and Consumer Credit, regarding Improving financial literacy.
July 17, 2006
NASAA Statement at SEC Seniors Summit
July 17, 2006 - Statement of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered at the SEC Seniors Summit.
March 29, 2006
Protecting Senior Citizens Against Investment Fraud
March 29, 2006 - Written testimony of Wisconsin Securities Commissioner, and NASAA President, Patricia D. Struck, delivered to the Senate Special Committee on Aging, regarding protecting senior citizens against investment fraud.
March 1, 2006
Financial Services Regulatory Relief Legislation
March 1, 2006 - NASAA written statement to the Senate Committee on Banking, Housing and Urban Affairs, regarding financial services regulatory relief legislation.
September 22, 2005
H.R. 3505 – The Financial Services Regulatory Relief Act of 2005
September 22, 2005 - Written Statement of the North American Securities Administrators Association To The Financial Institutions and Consumer Credit Subcommittee House Committee on Financial Services
June 2, 2004
The Role of State Securities Regulators in Protecting Investors
June 2, 2004 - Written testimony of Connecticut Securities Commissioner, and NASAA President, Ralph A. Lambiase, delivered to the Senate Committee on Banking, Housing, and Urban Affairs United States Senate, regarding the role of state securities regulators in protecting investors.
June 2, 2004
The Role of State Securities Regulators in Protecting Investors, Enforcement Overview
June 2, 2004 - Written testimony of Alabama Securities Commissioner Joseph P. Borg, delivered to the Senate Committee on Banking, Housing, and Urban Affairs, regarding the role of state securities regulators in protecting investors.
March 23, 2004
Protecting Senior Citizens Against Internet Investment Fraud
March 23, 2004 - Testimony of Tanya Solov Illinois Securities Director and NASAA Broker-Dealer Section Chair Before the Special Committee on Aging United States Senate
June 5, 2003
The Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)
June 5, 2003 - Testimony of Christine A. Bruenn NASAA President and Maine Securities Administrator Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, Committee on Financial Services, United States House of Representatives
May 7, 2003
