image showcase

Testimony

Topic
Year
May 6, 2001

Protecting Consumers: What Can Congress Do To Help Financial Regulators?

March 6, 2001 - Written Statement of the North American Securities Administrators Association To Be Included in the Hearing Record of The Subcommittee on Oversight and Investigations and the Subcommittee on Financial Institutions and Consumer Credit Hearing, Committee on Financial Services
September 13, 2000

Organized Crime on Wall Street

September 13, 2000 - Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the House Commerce Committee Subcommittee on Finance and Hazardous Materials, U.S. House of Representatives
May 8, 2000

Market Structure Issues for the Futures, Options and Equities Markets

May 8, 2000 - Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the Committee on Banking, Housing and Urban Affairs, U.S. Senate Chicago, Illinois
February 25, 2000

NASAA Testimony Outlining Concerns About Day Trading

February 25, 2000 - Testimony of Deborah R. Bortner Director of Securities, Washington State Department of Financial Institutions Before the Senate Governmental Affairs Committee Permanent Subcommittee on Investigations
October 14, 1999

NASAA Statement on Public Offerings

October 14, 1999 - Written Statement of the North American Securities Administrators Association House Small Business Committee, Government Programs and Oversight Subcommittee
September 16, 1999

The Practices and Operations of the Day Trading Industry

September 16, 1999 - Oral Testimony of Peter C. Hildreth Director of Securities Regulation, New Hampshire Bureau of Securities and NASAA President Before the Senate Governmental Affairs Committee, Permanent Subcommittee on Investigations
June 25, 1999

Risky Business in the Operating Subsidiary: How the OCC Dropped the Ball

June 25, 1999 - Testimony of Denise Voigt Crawford Texas Securities Commissioner and Past-President North American Securities Administrators Association, Inc. Before the U.S. House of Representatives Committee on Commerce, Subcommittee on Oversight and Investigations
March 23, 1999

Securities Frauds on the Internet and Current Issues Concerning Online Trading

March 23, 1999 - Testimony of G. Philip Rutledge Deputy Chief Counsel, Pennsylvania Securities Commission Before the Permanent Subcommittee on Investigations of the Committee on Governmental Affairs, United States Senate
February 24, 1999

The Financial Services Modernization Act of 1999

February 24, 1999 - Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the Senate Banking, Housing and Urban Affairs Committee, United States Senate
February 11, 1999

NASAA Testimony on HR 10 – The Financial Services Act of 1999

February 11, 1999 - Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the House Banking, Housing and Urban Affairs, United States House of Representatives




Skip to content