NASAA members shield investors from harmful practices, products and people.
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NASAA members provide regulatory frameworks for responsible capital formation.
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NASAA's legislative agenda calls for Congress to prioritize investor protection.
Learn MoreNASAA Announces $106 Million Multi-State Settlement with Vanguard
NASAA Announces $17 Million Multi-State Enforcement Settlement with Edward Jones
NASAA Statement on Departure of Gary Gensler as SEC Chairman and Jaime Lizárraga as SEC Commissioner
NASAA’s Senior Issues Committee Presents: Women, Aging, Money, Part 2
NASAA Investor Bulletin: Social Isolation and the Risk of Investment Fraud
Addressing and Reporting Financial Exploitation of Senior and Vulnerable Adult Investors
Requests for public comments on NASAA proposed Model Rules and Statements of Policy.
Happy Galentine’s Day! 🎉
Celebrate by helping your friends become financially savvy with our top budgeting tips.
Let’s support each other on the path to financial wellness! 💪Start here: https://www.nasaa.org/investor-education/millennial-money-mission/budgeting/
Don't let a romance scammer leave you broke and broken-hearted! Ahead of #ValentinesDay, we're joining @NASAA to make sure consumers know the common tactics and warning signs of romance scammers. Visit: https://ow.ly/PVGc50UY7XA #TNSecurities #consumerprotection
Join us tomorrow, February 12, at 2:30 p.m. ET for a webcast, NASAA's Senior Issues Committee Presents. It will explore international approaches to stopping scams with speaker Ken Westbrook, Founder and CEO, Stop Scams Alliance. Register: https://bit.ly/3PTrmr6
At this week’s @NASAA’s 2025 #Investor Education Training in Pittsburgh, NDBF’s Deputy Director Claire McHenry — NASAA’s immediate past president — discussed ways #Nebraska is informing young people of risks linked to cryptocurrency & other high-risk investments.
Looking for a true crime podcast to listen to? Give Real Life Regulators a try. It’s an engaging podcast featuring true crime stories about investment fraud cases from the files of state and provincial securities regulators. Check it out: https://www.nasaa.org/investor-education/multimedia-library/real-life-regulators/
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