Please allow up to one week for courses to appear on your IAR CE transcript. Generally, NASAA reports course completions on the first business day of each week. To receive credit during our weekly reporting, courses must be completed by 11:59pm Eastern Time on Sunday.
IAR CE – Colorado Division of Securities: 2025 Investment Adviser Examination Priorities Introduction (C80719) (1 Credit of Ethics)
Course Description: The target audience is Colorado licensed investment advisers. This course is designed for those with little compliance experience or extensive compliance experience. The learning objective is to familiarize investment advisers licensed in Colorado with common deficiencies uncovered during recent examinations. These common deficiencies are seen in both relatively new investments advisers and investment advisers who have been licensed for years. Upon registering for this course, you will be charged a non-refundable $3 reporting fee. After successfully passing the course assessment, this course will grant the IAR one credit of Ethics and Professional Responsibility credit.
*Users must create a non-member account and be signed into the NASAA Learning Platform in order to view and register for this IAR CE course.
