EVEP Payment Agreement
THIS EVEP PAYMENT AGREEMENT (“AGREEMENT”) IS A LEGAL CONTRACT BETWEEN YOU AND THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. (“FINRA”) WITH RESPECT TO YOUR PAYMENT OF FEES TO ENROLL IN THE EXAMINATION VALIDITY EXTENSTION PROGRAM (“EVEP”) SPONSORED BY THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. (“NASAA”). THIS AGREEMENT SETS FORTH THE TERMS AND CONDITIONS GOVERNING YOUR PAYMENT OF EVEP ENROLLMENT FEES BY CREDIT CARD OR BY AUTOMATED CLEARING HOUSE (“ACH”) TRANSFER. BY SELECTING THE “AGREE” CHECKBOX, YOU ACKNOWLEDGE THAT YOU ACCEPT AND AGREE TO THE TERMS OF THIS AGREEMENT.
Your EVEP participation fee is nonrefundable, and your enrollment in EVEP is nontransferable. You must follow all FINRA procedures related to your form of payment to participate in EVEP.
FINRA reserves the right to close user accounts or request alternative forms of payment for failure to comply with these terms.
If NASAA determines at any time, in its sole discretion, that you do not meet the requirements for enrollment in EVEP, NASAA reserves the right to deny or rescind your enrollment. If your enrollment is denied or rescinded, any and all fee(s) you have previously paid shall be forfeit and you shall not be entitled to any refund.
IN THE PROVISION OF THIS SERVICE, FINRA PROVIDES THE SERVICE “AS IS” “WHERE IS” AND SPECIFICALLY DISCLAIMS ANY GUARANTEES OR WARRANTIES, INCLUDING BUT NOT LIMITED TO THE WARRANTIES OF FITNESS FOR PURPOSE AND MERCHANTABILITY. FINRA MAKES NO WARRANTIES OF ANY KIND AND DISCLAIMS LIABILITY TO ANY PERSON FOR ANY ACTIONS TAKEN OR OMITTED IN GOOD FAITH WITH RESPECT TO THE FINRA SYSTEM. FINRA IS NOT RESPONSIBLE FOR AND CANNOT VERIFY INFORMATION SUBMITTED TO THE EVEP AND DOES NOT WARRANT OR GUARANTEE THE ACCURACY OR COMPLETENESS OF THE INFORMATION SUBMITTED OR THE ACTIONS REQUESTED BY USERS. NEITHER FINRA NOR ANY AFFILIATE OR SUPPLIER SHALL BE LIABLE FOR ANY CAUSE OF ACTION IN CONTRACT, TORT, OR OTHERWISE, FOR MORE THAN FIVE DOLLARS ($5.00). THE PARTIES HERETO AGREE THAT THIS LIMITATION OF LIABLITY IS REFLECTIVE OF THE SERVICES PROVIDED AND THE MONIES PAID THEREFORE. NOTWITHSTANDING THE ABOVE, NEITHER FINRA NOR ANY AFFILIATE OR SUPPLIER SHALL BE LIABLE FOR ANY DAMAGES, INCLUDING BUT NOT LIMITED TO, ANY LOSS OF INCOME, TRADING LOSS, OR DIRECT, CONSEQUENTIAL, INCIDENTAL, SPECIAL, EXEMPLARY, PUNITIVE, OR INDIRECT DAMAGES, REGARDLESS OF WHETHER FINRA HAS BEEN INFORMED OF THE POSSIBILITY OF SUCH DAMAGES.
