NASAA Comment Letter to the SEC Regarding File No. SR-FINRA-2022-015, FINRA BrokerCheck Disclosure to Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm
Home >
Policy >
Regulatory Policy >
Comment Letters > NASAA Comment Letter to the SEC Regarding File No. SR-FINRA-2022-015, FINRA BrokerCheck Disclosure to Release Information on BrokerCheck Relating to Firm Designation as a Restricted Firm