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NASAA Comment Letter re SR-FINRA-2020-38 (11-24-2020)
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NASAA Comment Letter to the SEC Regarding File No. SR-FINRA-2020-038, Proposed Amendments to FINRA Rules 5122 (Private Placements of Securities Issued by Members) and 5123 (Private Placements of Securities)
> NASAA Comment Letter re SR-FINRA-2020-38 (11-24-2020)
NASAA Comment Letter re SR-FINRA-2020-38 (11-24-2020)
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