July 1, 2009 Effective July 1, 2009, Rhode Island has increased the licensing fees for Broker Dealer, State Licensed Investment Adviser, sales representative(“RR”, “AG”) and investment adviser representative(“IAR”).New fees are:
- BD Licensing $300
- BD Renewal $300
- RR Licensing $60
- RR Renewal $60
- RR Transfer $60
- State Licensed Investment Adviser $300
- IAR Licensing $60
