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July 1, 2009 Effective July 1, 2009,  Rhode Island has increased the licensing fees for Broker Dealer, State Licensed Investment Adviser, sales representative(“RR”, “AG”) and investment adviser representative(“IAR”).New fees are:

 

  • BD Licensing $300
  • BD Renewal $300
  • RR Licensing $60
  • RR Renewal $60
  • RR Transfer $60
  • State Licensed Investment Adviser $300
  • IAR Licensing $60




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