NASAA is undertaking a job analysis study for the Series 63, 65, and 66 exams. As part of this process, NASAA is inviting all securities industry professionals to share their expertise and participate in a survey designed to help determine the necessary knowledge for securities professionals required to pass one of these exams.

The results of the job analysis survey will be used by NASAA to determine what changes, if any, should be made to the content specifications for the Series 63, 65, and 66 exams.

NASAA is teaming with test development vendor Prometric, on this nationwide survey of broker-dealer agents and investment adviser representatives to help identify the tasks performed in the industry, and the knowledge required to effectively perform those tasks.

The input of industry experts is an essential element to continuing to ensure that the exams are current with the needs of today’s securities industry professionals, and remain fair, complete, and effective.

INSTRUCTIONS FOR PARTICIPATION:

To access the survey, either click on the following URL or copy the URL to your Web browser:

https://prometric.qualtrics.com/jfe/form/SV_0Ogng0p2KWysS7c

The survey will take approximately 45 minutes to complete. You do not have to complete the survey in a single session. Instructions on how to save and return to the survey are provided after clicking on the URL above.

If, for any reason, you encounter any technical difficulties with completing the survey online or have questions regarding the survey content, you may contact Prometric for assistance.  Please be sure to identify the survey you are taking (NASAA JA Survey). Email: thomas.fiske@prometric.com

Please complete the survey by February 28, 2022 (8:00 p.m. ET).

Thank you for your time and contributing your expertise.