Industry Groups and Self-Regulatory Organizations

• Financial Industry Regulatory Authority (FINRA)
• Investment Company Institute (ICI)
• Investment Adviser Association (IAA)
• The American Insurance Association
• Financial Planning Association (FPA)
• Securities Industry Financial Markets Association (SIFMA)
• American Bar Association
• American Bankers Association
• American Council of Life Insurers
• Independent Community Bankers of America
• National Association of Mutual Insurance Companies
• Financial Services Roundtable