The Board of Directors of the North American Securities Administrators Association, Inc. (NASAA) has authorized release for public comment proposed changes to the NASAA Registration Exemption for Investment Advisers to Private Funds Model Rule under the Uniform Securities Act of 1956 and under the Uniform Securities Act of 2002.
Public Comment Period
The public comment period will remain open until September 5, 2013. To facilitate considerations of comments, please send comments to Andrea Seidt (Andrea.Seidt@com.state.oh.us), Chair of the Investment Adviser Section, and Joseph Brady (firstname.lastname@example.org) and A.Valerie Mirko (email@example.com), NASAA Legal Department. We encourage, but do not require, comments to be submitted by e-mail. Hard copy comments can be submitted at the address below. We also welcome any general comments on the NASAA Registration Exemption for Investment Advisers to Private Funds Model Rule.
NASAA Legal Department
A.Valerie Mirko, Associate General Counsel
750 First Street, NE, Suite 1140
Washington, DC 20002