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Consumer and Investor Advocates Urge Congress to Resist Industry Efforts to Weaken Investor Protection

Investors, Including Seniors, Would be Harmed if Securities and Insurance Industry Opposition to a Fiduciary Duty for Investment Advice Prevails WASHINGTON,…

$5.15 Million Available to Investors in Securities Fraud Case

WASHINGTON, DC (January 15, 2010) - The North American Securities Administrators Association (NASAA) announced today that state securities regulators are…

NASAA President Identifies Deregulation and Preemption of State Regulatory Authority as Significant Factors in Severity of Financial Meltdown

Crawford Testifies Before U.S. Financial Crisis Inquiry Commission; Offers Series of Recommendations to Strengthen Investor Protection WASHINGTON, DC (January 14,…

Groups Urge Senate Banking Committee to Protect Investors by Adopting a Strong, Pro-Investor Fiduciary Duty for All Who Provide Investment Advice

Counter Myths Being Circulated by Those Seeking to Weaken the Standard WASHINGTON, D.C., January 11, 2010 – Seven organizations –…

NASAA President to Testify Before Financial Inquiry Commission

WASHINGTON (January 11, 2010) – Texas Securities Commissioner and North American Securities Administrators Association President Denise Voigt Crawford will testify…

IA Switch Resource Center

By signing the Dodd-Frank Wall Street Reform and Consumer Protection Act into law, President Obama set in motion a change…

Proposed Model Rule for Exempt Reporting Advisers

On December 10, 2010, NASAA published for comment a proposed model rule that would exempt investment advisers to certain types…

State Securities Regulators Announce Settlement with TD Ameritrade in Auction Rate Securities Investigations

WASHINGTON, D.C. July 20, 2009 — The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…

Securities Regulators Announce Settlement with UBS in Auction Rate Securities Investigation

WASHINGTON, D.C. August 11, 2008 — Karen Tyler, President of the North American Securities Administrators Association (NASAA), announced today that…

UNDERSTANDING COLLEGE SAVINGS PLANS The following is adapted from a joint publication by NASAA; the College Savings Plan Network, an affiliate of the…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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