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NASAA Model Act to Create Restitution Assistance Funds for Victims of Securities Violations

NASAA MODEL ACT TO CREATE RESTITUTION ASSISTANCE FUNDS FOR VICTIMS OF SECURITIES VIOLATIONSState securities regulators protect investors by bringing enforcement…

State and Provincial Securities Regulators to Convene

Dodd-Frank Implementation in Spotlight at NASAA Public Policy Conference WASHINGTON (March 14, 2011) – State and provincial securities regulators will…

Luncheon Address, NASAA Investor Education Training

President's Remarks Franklin L. Widmann Chief, New Jersey Securities Bureau President, North American Securities Administrator's Association November 4, 2004 NASAA…

Improving Financial Literacy

Committee on Financial Services Subcommittee on Financial Institutions and Consumer Credit "Improving Financial Literacy: Working Together to Develop Private Sector…

The Role of State Securities Regulators in Protecting Investors

Testimony of Ralph A. Lambiase Director, Division of Securities Connecticut Department of Banking & President North American Securities Administrators Association,…

NASAA Helps Investors Assess Risks of Peer-to-Peer Lending

Informed Investor Alert: Peer-to-Peer Lending WASHINGTON, D.C. (December 13, 2010) – A good loan can be hard to find, so…

NASAA Cautions Investors Mining for Golden Opportunities

Massey: “It is a myth to say that gold is a safe investment.” Informed Investor Alert - Gold WASHINGTON (October…

NASAA Announces Continuation of IARD System Fee Waiver

WASHINGTON (October 6, 2010) – The North American Securities Administrators Association (NASAA) today announced it will waive the initial set-up…

NASAA Statement on FINRA Arbitration Plan

WASHINGTON (September 28, 2010) - The following is a statement from NASAA President and North Carolina Deputy Securities Administrator David…

David Massey of North Carolina to Lead NASAA

BALTIMORE, MARYLAND (September 28, 2010) – North Carolina Deputy Securities Administrator David S. Massey today began a one-year term as…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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