Search Results for: top%2010%20scams

NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…

Investor and Consumer Advocates Seek Senate Support for Akaka/Menendez Amendment on Fiduciary Duty

WASHINGTON (April 23, 2010) - The North American Securities Administrators Association, the National Association of Secretaries of State, AARP and…

NASAA: The Time for Real Regulatory Reform is Now

Crawford: “Now is the time for Congress to do the right thing for investors and restore integrity in the marketplace.”…

Noted Author, Financial Commentator Barry Ritholtz to Deliver Keynote Address at NASAA Public Policy Conference

WASHINGTON (April 7, 2010) – Barry Ritholtz, noted financial commentator and author of the acclaimed book, “Bailout Nation: How Greed…

State Securities Regulators Announce $1.3 Billion Settlement with Wells Fargo Investors in Auction Rate Securities Investigations

WASHINGTON, D.C. November 18, 2009 - The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…

Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation

Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation Testimony of Heath Abshure Arkansas Securities Commissioner and Chairman…

Spurring Job Growth Through Capital Formation While Protecting Investors

Written Testimony of Jack E. Herstein President of the North American Securities Administrators Association, Inc. and Assistant Director of the…

ANNUAL REPORTS

NASAA had a productive 2017-2018 under the presidency of Alabama Securities Commission Director Joseph Borg. ARCHIVE 2016-2017: NASAA Year in Review2015-2016:…

The Need for Financial Aid to America’s States and Territories During the Pandemic

Written Statement of Lisa HopkinsWest Virginia Senior Deputy Securities Commissioner and NASAA PresidentOn Behalf of The North American Securities Administrators…

Newsroom Archive

NASAA Senior-focused News Archive NASAA Spotlights Warning Signs of Guardian Financial AbuseOctober 30, 2017 NASAA Survey: Seniors at Risk…