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Dodd-Frank Information Center

  Dodd-Frank Overview On Wednesday, July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer…

The Importance of Financial Literacy and Education in America

Testimony of Denise Voigt Crawford Texas Securities Commissioner Before the Committee on Banking, Housing and Urban Affairs, United States Senate…

2010 Public Policy Conference

2010 Public Policy Conference Washington Court Hotel Washington, DC  April 13, 2010 Welcome to NASAA’s Annual Public Policy Conference registration…

2010 Presidential Speech, North Carolina Deputy Securities Administrator David Massey

President's Remarks David Massey North Carolina Deputy Securities Administrator President, North American Securities Administrators Association  September 28, 2010 NASAA 93rd…

IA Switch Calendar of Events

NASAA members are holding seminars in the months leading up to the IA switch to help investment advisers within their…

H.R. 4624, the Investment Adviser Oversight Act of 2012

Written Testimony of John Morgan Securities Commissioner of TexasOn behalf ofThe North American Securities Administrators Association, Inc. Before theHouse Committee…

A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs

TESTIMONY OF MELANIE SENTER LUBIN MARYLAND SECURITIES COMMISSIONER ON BEHALF OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION BEFORE THE U.S.…

Corporate Governance and Shareholder Empowerment

Testimony of Steven D. Irwin Pennsylvania Securities Commissioner and Chairman, Federal Legislation Committee North American Securities Administrators Association, Inc. Before…

NASAA Identifies Top Broker-Dealer Compliance Deficiencies

State Securities Regulators Offer Series of Compliance Best Practices Download >> 2010 Broker-Dealer Coordinated Examination Report WASHINGTON (October 12, 2010) –…

Report Spotlights Strong Investor Protection Record of State Securities Regulators

Download: 2010 Enforcement Report WASHINGTON (October 19, 2011) – The North American Securities Administrators Association (NASAA) today reported a 51 percent…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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