Search Results for: investor bill of rights

NASAA Advises Investors to Beware of Hurricane-related Scams

WASHINGTON (September 1, 2005) —In the wake of widespread devastation caused by Hurricane Katrina in Louisiana, Mississippi, Alabama, and Florida,…

NASAA, SIFMA, and SIPC Join to Promote Investor Education With Updated "Understanding Your Brokerage Statement" Brochure

Free Brochure Available in English and Spanish WASHINGTON, D.C. (March 7, 2007) – The Securities Industry and Financial Markets Association…

NASAA Conference to Focus on Investor Protection & Market Confidence

Conference Details and Registration Information WASHINGTON, DC (May 1, 2017)—State and provincial securities regulators will convene in Washington, DC next…

Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic

WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…

California Gov. Schwarzenegger Signs Senior Investor Protection Legislation Into Law

California and Alabama Join Growing Number of States to Adopt Provisions Based on NASAA Model Rule on the Use of…

Senate Banking Committee Examines Important Role of State Securities Regulators in Protecting Investors

WASHINGTON (June 2, 2004)—In testimony before the Senate Banking Committee, state securities regulators today highlighted the important role states play…

NASAA Cautions Investors On The Rise Of The “Finfluencer”

WASHINGTON, D.C. – (August 9, 2022) – The North American Securities Administrators Association (NASAA) today issued an Informed Investor Advisory…

Investor Education News Conference, NASAA President Denise Voigt Crawford

Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association February 24, 1998 NASAA Investor Education News Conference…

NASAA Statement on Passage of Senate Financial Reform Bill

WASHINGTON (May 21, 2010) – The following is a statement from Denise Voigt Crawford, President of the North American Securities…

NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…