Search Results for: investor bill of rights

NASAA Offers Pro-Investor Legislative Agenda

Agenda Outlines How 111th Congress Can Help Protect Investors WASHINGTON, D.C. January 29, 2009 – State securities regulators today called…

NASAA, SIFMA, and SIPC Join to Promote Investor Education With Updated “Understanding Your Brokerage Statement” Brochure

Free Brochure Available in English and Spanish WASHINGTON, D.C. (March 7, 2007) – The Securities Industry and Financial Markets Association…

NASAA Comment Letter to FINRA Regarding Regulatory Notice 26-02, Rule Revisions to Help Member Firms Protect Senior Investors From Financial Exploitation and All Investors From Fraud.

NASAA Cautions Investors On The Rise Of The “Finfluencer”

WASHINGTON, D.C. – (August 9, 2022) – The North American Securities Administrators Association (NASAA) today issued an Informed Investor Advisory…

California Gov. Schwarzenegger Signs Senior Investor Protection Legislation Into Law

California and Alabama Join Growing Number of States to Adopt Provisions Based on NASAA Model Rule on the Use of…

Task Force Takes More Than 200 Actions to Protect Investors From Fraudsters Seeking to Profit from the Pandemic

WASHINGTON, D.C. (August 19, 2020) – The North American Securities Administrators Association (NASAA) today announced that its COVID-19 Enforcement Task…

Investor Education News Conference, NASAA President Denise Voigt Crawford

Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association February 24, 1998 NASAA Investor Education News Conference…

NASAA Statement on Passage of Senate Financial Reform Bill

WASHINGTON (May 21, 2010) – The following is a statement from Denise Voigt Crawford, President of the North American Securities…

NASAA Outlines Changes Needed to Strengthen Senate Financial Regulatory Reform Package

WASHINGTON (April 27, 2010) – North American Securities Administrators Association (NASAA) President and Texas Securities Commissioner Denise Voigt Crawford today…

Proposed NASAA Model Rule on the Use of Senior-Specific Certifications and Professional Designations

Comments are being solicited from the public on the following proposed model rule concerning the use of senior-specific certifications and…