NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
Contact Your Regulator
IAR Continuing Education
Member Login
Forgot Password?
Create Account
Logout
Investor Education
Investor Advisories
What Type of Investor Are You?
Just Getting Started
Mid-Career
Nearing Retirement
Retired
Resources for Women
Investor Library
Multimedia Library
NASAA Videos
NASAA IE Podcasts
Fraud Center
Top Investor Threats
Warning Signs
Fraud Quiz
Serve Our Seniors
Industry / Regulators
Investors
Resources
News
Podcasts and Webcasts
Caregiver Information
Legislative and Policy Resources
Contact Us
Outreach Programs
Young Adult Money Mission
Budgeting
Compound Interest
Fear of Investing
Smartphone Investing Apps
Robo-Advisers
Multilingual Resources
Conversation Starters
How To
File a Report or Complaint
Check Your Broker or Investment Adviser
Industry Resources
Investment Advisers
Reports
Resources
IAR CE Resources
IAR Continuing Education FAQ
IA Guide
Registration Information
Securities Issuers
EFD
Crowdfunding Resources
Coordinated Review
SCOR
Reg. A Filing Requirements
Broker-Dealers
Reports
Resources
Compliance Findings
Franchise Resources
Senior Issues
Senior Model Act
Industry Training
Uniform Securities Acts
Uniform Forms
CRD & IARD
Exams
Exam FAQs
General Exam Information
Exam Study Guides
Series 63 Exam Content Outline
Series 65 Exam Content Outline
Series 66 Exam Content Outline
Study Material Vendors
Exam Validity Extension Program
EVEP Program Overview
EVEP FAQs
State Adoption
Model Rules
Exams Assistance
Exam Question Challenge Form
Exam Closure Request Form
Newsroom
Publications
NASAA Activity Report
Enforcement Report
Report and Findings of NASAA’s Regulation Best Interest Implementation Committee
NASAA 2025 Investment Advisor Examination Sweeps Report
News Releases
Speeches and Statements
Announcements
Policy
Legislative Policy
Federal Agendas
Federal Resources
State Resources
Legislative Resources Center
Regulatory Policy
Comment Letters
Statements of Policy
Model Rules
Model Acts
NASAA Proposals
State Rule Proposals
Legal Briefs
Enforcement
Enforcement Statistics
Events
Upcoming Events
About
About NASAA
Our Story
NASAA Staff
Careers
DEI Statement
Contact Us
Leadership and Committees
Board of Directors
Sections, Committees, and Project Groups
Other
Search for:
MEMBER LOGIN
Forgot Password?
Create Account
Contact Your Regulator
IAR Continuing Education
Search Results for:
investor bill of rights
Filter by Type
Comment Letters
NASAA Proposals
Statements of Policy
Adopted Model Rules
Model Acts
News Releases
Filter by Year
2026
2025
2024
2023
2022
2021
2020
2019
2018
2017
2016
State Securities Regulators Offer Tips to Help Investors Avoid Dishonest Investment Professionals
WASHINGTON, D.C. (December 16, 2008) – The North American Securities Administrators Association (NASAA) today offered investors a series of tips…
2025 NASAA Presidential Address: Marni Rock Gibson, Commissioner and Securities Administrator of the Kentucky Department of Financial Institutions
2025 NASAA President Marni Rock Gibson Presidential Address to NASAA MembershipSeptember 9, 2025NASAA 2025 Fall Annual MeetingScottsdale, Arizona As prepared…
Informed Investor Advisory: Unicorns
Are you an informed investor? Are Unicorns a Myth? Unicorns are not just the stuff of fairy tales; some financial…
2017 Presidential Address: Joseph P. Borg, Alabama Securities Commission Director
September 26, 2017 NASAA Annual Conference Seattle, Washington Thank you Mike for your generous introduction and for all you’ve accomplished…
NASAA: The JOBS Act an Investor Protection Disaster Waiting to Happen
Legislation Remains Fundamentally Flawed Product of Rush to Legislate WASHINGTON (March 22, 2012) – Congress and the White House have…
NASAA Urges SEC Not to Move Forward with Proposal to Expand Access to High-Risk Private Offerings Without Added Protections
WASHINGTON, D.C. (March 17, 2020) — State securities regulators are urging the Securities and Exchange Commission (SEC) not to move…
State Securities Regulators Issue Senior Investor Alert
NASAA says retirees and those nearing retirement remain vulnerable as they manage a lifetime of savings WASHINGTON, D.C. (September 10, 2007)…
State Securities Regulators Urge Congress to Resist Pressure to Weaken Investor Protections in Reform Proposals
WASHINGTON, D.C. December 4, 2009 – The North American Securities Administrators Association (NASAA) today urged Members of Congress to resist…
Longer stock trading hours mustn’t shorten investors’ time horizons, state securities regulators warn
WASHINGTON (June 30, 1999) – Longer stock trading hours must not encourage Main Street investors to shorten their investment time…
NASAA Cautions Investors Not to Stumble When Interest Rates Fall Flat
WASHINGTON, D.C., February 1, 2012 — Following the Federal Reserve’s announcement that interest rates are expected to remain low until…
Posts pagination
<< Previous
1
…
28
29
30
…
33
Next >>
Skip to content
Open toolbar
Accessibility Tools
Accessibility Tools
Increase Text
Increase Text
Decrease Text
Decrease Text
Grayscale
Grayscale
High Contrast
High Contrast
Negative Contrast
Negative Contrast
Light Background
Light Background
Links Underline
Links Underline
Readable Font
Readable Font
Reset
Reset
