Search Results for: investor bill of rights

Madoff – A 21st Century Ponzi Scheme

Bernard Madoff perpetrated a multi-billion dollar scam that defrauded investors around the world for decades until his arrest in December 2008.…

NASAA Urges Investors to Approach High-Yield Investment Programs With Caution

Download: NASAA Informed Investor Advisory (pdf) WASHINGTON, DC, November 20, 2014 – The North American Securities Administrators Association (NASAA) today issued…

2023 NASAA Presidential Address: Claire McHenry, Deputy Director of the Nebraska Department of Banking and Finance Bureau of Securities

2023 NASAA President Claire McHenry Presidential Address to NASAA Membership September 12, 2023 NASAA 2023 Fall Annual Meeting San Diego,…

Informed Investor Advisory: Crypto Recovery Room Scams

Are you an informed investor? Crypto Recovery Room Scams Getting calls, texts, messages or emails from someone promising to find…

Investor Advocates and State Securities Regulators Call on SEC to Rethink JOBS Act Rule

News Conference Remarks WASHINGTON (October 9, 2012) – In a news teleconference this afternoon, Arkansas Securities Commissioner Heath Abshure, who is also…

Informed Investor Advisory: Third-Party Asset Recovery Companies

Are you an informed investor? Third-Party Asset Recovery Companies Are They Advocating for You? Victims of investment scams are wise…

State Securities Regulators Announce Settlements with JP Morgan, Morgan Stanley in Auction Rate Securities Investigations

WASHINGTON, D.C. August 14, 2008 — The North American Securities Administrators Association (NASAA), Illinois Securities Department and Florida Office of…