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Search Results for: investor bill of rights

Informed Investor Advisory: Third-Party Asset Recovery Companies

Are you an informed investor? Third-Party Asset Recovery Companies Are They Advocating for You? Victims of investment scams are wise…

State Securities Regulators Announce Settlements with JP Morgan, Morgan Stanley in Auction Rate Securities Investigations

WASHINGTON, D.C. August 14, 2008 — The North American Securities Administrators Association (NASAA), Illinois Securities Department and Florida Office of…

Informed Investor Advisory: Bond Ratings

Are you an informed investor?Be Wary of Bond Ratings Look Beyond Ratings When Considering Investing in BondsBackgroundBonds are part of many…

Informed Investor Advisory: Third-Party Custodians of Self-Directed IRAs and Other Qualified Programs

Are you an informed investor? Third-Party Custodians of Self-Directed IRAs or Other Qualified Programs While self-directed IRAs can be a…

NASAA Cautions Main Street Investors Against Making Uninformed, Sudden Decisions Amid Wall Street Crisis

Joseph: “In times of confusion, fear and uncertainty, there are always those who will try to prey on the investing…

NASAA President Heath Abshure's Remarks on SEC General Solicitation Proposed Rule

As the Securities and Exchange Commission (SEC) takes up a JOBS Act-required rule to allow the general advertising of unregistered…

NASAA President Identifies Enhancements to Investor Protection Since Passage of the Dodd-Frank Act

Full Testimony WASHINGTON (July 12, 2011) – In testimony before the U.S. Senate Banking Committee, North American Securities Administrators Association…

State Securities Regulators Announce Settlement with Raymond James in Auction Rate Securities Investigations

WASHINGTON, D.C., June 29, 2011 — The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…

Issue Focus:

The JOBS Act   Background The Jumpstart Our Business Startups (JOBS) Act was passed by Congress on March 27, 2012…

State Securities Regulator Elected Vice Chair of SEC Investor Advisory Committee

WASHINGTON, D.C. (June 12, 2012) – The North American Securities Administrators Association (NASAA) announced today that veteran Iowa securities regulator…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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