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Search Results for: investor bill of rights

Informed Investor Advisory: Social Media, Online Trading and Investing

Are you an informed investor? Social Media, Online Trading and Investing In our digitally connected world, some investors turn to…

NASAA Announces Launch of Investor Protection and Education Foundation and Seeks Nominations for Inaugural Board Members

Washington, DC, June 2, 2025 – The North American Securities Administrators Association (NASAA) today announced the launch of the NASAA…

NASAA Investor Bulletin: Making Sense of Financial Professional Designations

June 20, 2025 The Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…

NASAA Research Shows Investor Confusion Over Brokerage Fees

Most Investors Don’t Know the Cost to Service and Maintain Their Accounts Summary of Survey Results: Investor Confusion About Brokerage…

New Products in Classic Schemes Identified as Top Investor Threats

WASHINGTON (November 12, 2014) – The North American Securities Administrators Association (NASAA) today identified emerging threats investors are likely to…

NASAA, SEC to Jointly Host First Older Investor Roundtable Focused on Emerging Issues and Protection Challenges

The April 28 Event to Feature AARP WASHINGTON, D.C. – (April 25, 2022) – The North American Securities Administrators Association…

Madoff – A 21st Century Ponzi Scheme

Bernard Madoff perpetrated a multi-billion dollar scam that defrauded investors around the world for decades until his arrest in December 2008.…

NASAA Urges Investors to Approach High-Yield Investment Programs With Caution

Download: NASAA Informed Investor Advisory (pdf) WASHINGTON, DC, November 20, 2014 – The North American Securities Administrators Association (NASAA) today issued…

Informed Investor Advisory: Third-Party Asset Recovery Companies

Are you an informed investor? Third-Party Asset Recovery Companies Are They Advocating for You? Victims of investment scams are wise…

State Securities Regulators Announce Settlements with JP Morgan, Morgan Stanley in Auction Rate Securities Investigations

WASHINGTON, D.C. August 14, 2008 — The North American Securities Administrators Association (NASAA), Illinois Securities Department and Florida Office of…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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