Search Results for: investor bill of rights

1998 Presidential Speech, New Hampshire Director of Securities Regulation Peter Hildreth

President's Remarks Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association October 6, 1998…

Market Structure Issues for the Futures, Options and Equities Markets

Testimony of Bradley W. Skolnik Indiana Securities Commissioner and NASAA President Before the Committee on Banking, Housing and Urban Affairs,…

NASAA Announces Launch of Investor Protection and Education Foundation and Seeks Nominations for Inaugural Board Members

Washington, DC, June 2, 2025 – The North American Securities Administrators Association (NASAA) today announced the launch of the NASAA…

State Securities Regulators Announce $1.3 Billion Settlement with Wells Fargo Investors in Auction Rate Securities Investigations

WASHINGTON, D.C. November 18, 2009 - The North American Securities Administrators Association (NASAA) today announced that a settlement in principle…

State and Provincial Securities Regulators Conduct Coordinated International Crypto Crackdown

Borg: “The actions announced today are just the tip of the iceberg." Cryptosweep Presentation WASHINGTON, D.C. (May 21, 2018) – The…

Informed Investor Advisory: Social Media, Online Trading and Investing

Are you an informed investor? Social Media, Online Trading and Investing In our digitally connected world, some investors turn to…

NASAA Research Shows Investor Confusion Over Brokerage Fees

Most Investors Don’t Know the Cost to Service and Maintain Their Accounts Summary of Survey Results: Investor Confusion About Brokerage…

New Products in Classic Schemes Identified as Top Investor Threats

WASHINGTON (November 12, 2014) – The North American Securities Administrators Association (NASAA) today identified emerging threats investors are likely to…

NASAA, SEC to Jointly Host First Older Investor Roundtable Focused on Emerging Issues and Protection Challenges

The April 28 Event to Feature AARP WASHINGTON, D.C. – (April 25, 2022) – The North American Securities Administrators Association…

Madoff – A 21st Century Ponzi Scheme

Bernard Madoff perpetrated a multi-billion dollar scam that defrauded investors around the world for decades until his arrest in December 2008.…