Search Results for: investor bill of rights

Informed Investor Advisory: EB-5 Fraud

Are you an informed investor? EB-5 Fraud: Immigrant Investors Beware What is the EB-5 Program? In an effort to stimulate the…

The Federal Government’s Role in Empowering Americans to Make Informed Financial Decisions

WRITTEN STATEMENT OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION U.S. Senate Committee on Homeland Security and Governmental Affairs Subcommittee on…

Informed Investor Advisory: Expense Ratios

Are you an informed investor?Expense RatiosMutual funds and exchange traded funds (ETFs) offer investors a cost-efficient way to invest in…

2013 Presidential Address: Andrea Seidt Ohio Securities Commissioner

October 8, 2013NASAA 96th Annual ConferenceSalt Lake City, Utah Good afternoon distinguished guests, colleagues, and fellow regulators in the United…

2009 Presidential Speech, Texas Securities Commissioner Denise Voigt Crawford

President's Remarks Denise Voigt Crawford Texas Securities Commissioner President, North American Securities Administrators Association September 15, 2009 NASAA 92nd Annual…

2022 Presidential Inaugural Fireside Chat

2022 NASAA President Andrew Hartnett September 20, 2022NASAA 2022 Fall Annual MeetingNashville, Tennessee Past President Lubin: Andrew, please join…

Mandatory Binding Arbitration: Is it Fair and Voluntary?

Written Statement of the North American Securities Administrators Association (NASAA) House Committee on the Judiciary Commercial and Administrative Law Subcommittee…

2021 NASAA Presidential Address: Melanie Senter Lubin, Maryland Securities Commissioner

Tuesday, September 21, 2021NASAA Annual ConferenceChicago, Illinois Thank you, Lisa, for your very kind and generous introduction. Before I begin…

State Securities Cops: Senior Investors Facing a Perfect Storm for Investment Fraud

State Regulators Announce Initiatives to Help Seniors Weather Dangerous Times WASHINGTON (September 4, 2003)– Volatile stock markets, record low interest…

NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products with Caution

Borg: “Go beyond the headlines and hype to understand cryptocurrency investment risk.” WASHINGTON, DC (January 4, 2018) – As cryptocurrencies…