Search Results for: fraud
The Securities Fraud Deterrence and Investor Restitution Act of 2003 (H.R. 2179)
Testimony of Christine A. Bruenn NASAA President and Maine Securities Administrator Before the Subcommittee on Capital Markets, Insurance and Government…NASAA Outlines Efforts to Fight Senior Investment Fraud
WASHINGTON (August 17, 2004) — North Dakota Securities Commissioner Karen Tyler, on behalf of the North American Securities Administrators Association…Federal Resources
To advance its agenda, NASAA engages on a nonpartisan basis with Congressional offices and other stakeholders. Learn more about NASAA’s…Protecting Consumers: What Can Congress Do To Help Financial Regulators?
Written Statement of the North American Securities Administrators Association To Be Included in the Hearing Record of The Subcommittee on…Investor Bulletin: Investor Resilience – World Investor Week 2022
Oct. 3, 2022 For World Investor Week 2022, investors, investment professionals, teachers, parents, researchers, and others are encouraged to make…NASAA Bulletin: Investor Resilience – World Investor Week 2022
Oct. 3, 2022 For World Investor Week 2022, investors, investment professionals, teachers, parents, researchers, and others are encouraged to make…Investment frauds using religion on the rise, state regulators warn
WASHINGTON (August 7, 2001) – Investment frauds that take advantage of victims’ religious or spiritual beliefs are rising dramatically, state…Telemarketing fraud still flourishing in the age of the Internet
State securities regulators say answering machines provide best protection WASHINGTON (October 15, 1999) – Despite the growth in Internet fraud,…Securities Regulators Unveil Fraud Awareness Quiz
Washington (April 30, 2003) -- Are you at risk of becoming a victim of financial fraud? A simple quiz released…NASAA Warns Investors to Watch for Holiday Investment Fraud
State Securities Regulators Offer Tips and Resolutions for Safe Investing WASHINGTON, D.C., December 13, 2007 – The North American Securities…
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