Search Results for: fraud

NASAA Cautions Fraud Victims About Third-Party Asset Recovery Companies

Firms May Offer Fraud Victims Little More Than False Hope for a Fee Download: Informed Investor Advisory WASHINGTON, D.C. (December…

SEC microcap fraud actions: State securities regulators issue statement

(August 3, 1999) - As the SEC announced another microcap fraud sweep this morning, Peter C. Hildreth, New Hampshire's director…

Oil & Gas Investment Fraud

State securities regulators around the country warn that oil and gas investment scams are alive and well. High oil prices…

“Ensuring Effectiveness, Fairness, and Transparency in Securities Law Enforcement”

Written Testimony of Joseph P. Borg President, North American Securities Administrators Association, Inc. and Director, Alabama Securities Commission Before the…

Federal and State Enforcement of Financial Consumer and Investor Protection Laws

Testimony of James B. Ropp Commissioner, Delaware Division of Securities and Chair of the Enforcement Section North American Securities Administrators…

NASAA Testimony Before the Financial Crisis Inquiry Commission

Testimony of Denise Voigt Crawford Commissioner, Texas Securities Board and President North American Securities Administrators Association, Inc. Before the United…

NASAA Urges Congress to Work with States to Foster Innovation and Mitigate Fraud

Letter to Congress calls on lawmakers to preserve the state-federal partnership WASHINGTON, D.C. (May 30, 2025) — State securities regulators…

NASAA Cautions Investors About Social Networking Fraud

Con Artists Tap into Social Networking Sites in Search of New Victims Download | Informed Investor Advisory: Social Networking Fraud…

Fraud Center

Each year, investors lose billions of dollars to investment fraud. Investors face increasingly complex and confusing scams. Remember: If an…

Warning Signs of Fraud

Know What to Watch ForFraudsters are skilled liars and will approach anyone at any age if they are perceived to…