Search Results for: fraud
Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation
Legislative Proposals to Facilitate Small Business Capital Formation and Job Creation Testimony of Heath Abshure Arkansas Securities Commissioner and Chairman…Informed Investor Advisory: The Metaverse
Are you an informed investor? Investment Scams in the Metaverse:How to Protect Yourself from Losing Real Money in the Virtual…Advising Seniors About Their Money: Who Is Qualified?
Testimony of Joseph P. Borg Director, Alabama Securities Commission and President North American Securities Administrators Association, Inc. Before the Special…NASAA Investor Bulletin: Social Isolation and the Risk of Investment Fraud
December 12, 2024 FINRA, the North American Securities Administrators Association (NASAA), the staff of the SEC's Office of Investor Education…CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly
Largest Joint Filing Between CFTC and State Regulators in History Washington, D.C. September 25, 2020 — The Commodity Futures Trading…NASAA Focuses on Fraud Prevention During America Saves Week
Protect Wealth through Fraud Prevention WASHINGTON, D.C. — The North American Securities Administrators Association (NASAA) has joined America Saves Week…Laws Provide Con Artists with Personal Economic Growth Plan
NASAA Identifies Emerging and Persistent Investor Threats WASHINGTON (August 21, 2012) – The North American Securities Administrators Association (NASAA) today…NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud
January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…NASAA Investor Alert: Artificial Intelligence (AI) and Investment Fraud
January 25, 2024 The Securities and Exchange Commission (SEC) Office of Investor Education and Advocacy, the North American Securities Administrators…State Securities Cops Release New List of “Top 10 Investment Scams”
`Day-trading` seminars, promissory notes, viatical investments make ranking WASHINGTON (May 24, 1999) – State securities regulators today released a list…
Washington, DC 20002
