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Search Results for: fraud

Informed Investor Advisory: Precious Metals and Coin Investments

Are you an informed investor? Precious Metals and Coin Investments Predictions around volatility in the domestic and global economy have…

NASAA Identifies Top 10 Investor Traps

WASHINGTON (August 18, 2009) – With a new school year about to begin, the North American Securities Administrators Association (NASAA)…

Investor Education

INVESTOR EDUCATION  State and provincial securities regulators have a long tradition of protecting investors through financial education. Investing means putting…

Your Parents

Investor Self-DefenseAs a member of SandGEN, one of your responsibilities may be to protect your elderly family members and their…

President's Remarks, 2001 SIA Small Firms Conference

Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association October 12, 2001 SIA Small Firms Conference Ft. Lauderdale, Florida…

Investor Library

Recognizing that education and awareness are powerful tools in the fight against investment fraud, NASAA is pleased to offer a collection of investor education…

The SEC’s Potential Role in Addressing Elder Financial Abuse Issues

Written Statement of Kristen StandiferLicensing and Examinations Supervisor for the Washington State Department of Financial Institutions and Chair of the…

Putting Investors First: Reviewing Proposals to Hold Executives Accountable

Written Testimony of Melanie Senter LubinBoard Member, North American Securities Administrators Associationand Maryland Commissioner of Securitiesto The U.S. House of…

Senate Banking Committee Examines Important Role of State Securities Regulators in Protecting Investors

WASHINGTON (June 2, 2004)—In testimony before the Senate Banking Committee, state securities regulators today highlighted the important role states play…

NASAA Champions Community Resources for World Elder Abuse Awareness Day

WASHINGTON, D.C. – (June 13, 2025) – In recognition of World Elder Abuse Awareness Day on June 15, the North…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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