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NASAA Updates COVID-19 Enforcement Task Force Actions

WASHINGTON, D.C. (June 16, 2020) – The North American Securities Administrators Association (NASAA) today updated the status of the work…

Putting Investors First: Reviewing Proposals to Hold Executives Accountable

Written Testimony of Melanie Senter LubinBoard Member, North American Securities Administrators Associationand Maryland Commissioner of Securitiesto The U.S. House of…

Sandwich Generation: Your Parents

Investor Self-Defense As a member of SandGEN, one of your responsibilities may be to protect your elderly family members and…

Sandwich Generation: Additional Resources

State and Provincial Securities Regulators To contact your state or provincial securities regulator, click here. AARP Nonprofit, nonpartisan membership organization for…

NASAA Preemption Resource Center

The state-federal system of regulation within the United States is collaborative and complementary. Congress in 2004 recognized that state securities regulators…

The SEC’s Potential Role in Addressing Elder Financial Abuse Issues

Written Statement of Kristen StandiferLicensing and Examinations Supervisor for the Washington State Department of Financial Institutions and Chair of the…

President's Remarks, 2001 SIA Small Firms Conference

Joseph Borg Director, Alabama Securities Commission President, North American Securities Administrators Association October 12, 2001 SIA Small Firms Conference Ft. Lauderdale, Florida…

The JOBS Act at a Year and a Half: Assessing Progress and Unmet Opportunities

Testimony of Rick Fleming Deputy General Counsel North American Securities Administrators Association, Inc. Before the Senate Committee on Banking, Housing…

NASAA Identifies Top 10 Investor Traps

WASHINGTON (August 18, 2009) – With a new school year about to begin, the North American Securities Administrators Association (NASAA)…

Your Parents

Investor Self-DefenseAs a member of SandGEN, one of your responsibilities may be to protect your elderly family members and their…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
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