NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
North American Securities Administrators Association
Logout

Search Results for: fraud

2025 NASAA Presidential Address: Marni Rock Gibson, Commissioner and Securities Administrator of the Kentucky Department of Financial Institutions

2025 NASAA President Marni Rock Gibson Presidential Address to NASAA MembershipSeptember 9, 2025NASAA 2025 Fall Annual MeetingScottsdale, Arizona As prepared…

Investor Education Resources for Military Servicemembers

Defend Yourself Against Investment Fraud State securities regulators are thankful for the service and sacrifice of military servicemembers and their…

NASAA to Urge Senate to Re-establish Liabillity for Aiders and Abettors of Securities Violations

WASHINGTON (September 17, 2009) –The North American Securities Administrators Association (NASAA) will testify in support of a bill to restore…

COVID-19-Related Investment Schemes Anticipated

State and Provincial Securities Regulators Outline What to Expect and Offer Guidance on How to Protect YourselfWASHINGTON, D.C. (March 30,…

State Securities Regulators Identify Top 10 Traps Facing Investors

WASHINGTON (May 15, 2007) – The North American Securities Administrators Association today released its annual forecast of the Top 10…

Examining Private Market Exemptions as a Barrier to IPOs and Retail Investment

Written Testimony of Michael S. PieciakNASAA Past-President and Vermont Commissioner of Financial RegulationOn behalf of The North American Securities Administrators…

Wall Street to Congress: Shut down states` analyst probe

NASAA President Borg calls attempt "shameful and cynical;" asks "What does the industry have to hide?" WASHINGTON (June 17, 2002)-…

SEC, State Securities Regulators Announce Promissory Note Enforcement Sweep

(June 1, 2000) - The U.S. Securities and Exchange Commission (SEC) and state securities regulators today announced a joint effort…

Spurring Job Growth Through Capital Formation While Protecting Investors

Written Testimony of Jack E. Herstein President of the North American Securities Administrators Association, Inc. and Assistant Director of the…

Serve Our Seniors

QUICK LINKSLearn from the best and brightest how to help protect seniors from investment fraud.Designating a trusted contact is a…
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION™
750 First Street NE, Suite 990
Washington, DC 20002
202-737-0900
Copyright © 2025, NASAA. No materials, including graphics, may be reused, modified or reproduced without written permission.




Skip to content