Search Results for: fraud

NASAA Winter Enforcement Conference, NASAA President Peter Hildreth

Peter C. Hildreth New Hampshire Director of Securities Regulation President, North American Securities Administrators Association January 11, 1999 NASAA Winter…

Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight of Private Pools of Capital, and Creating a National Insurance Office

Testimony of Denise Voigt Crawford Texas Securities Commissioner and President North American Securities Administrators Association, Inc. Before the House Financial…

The Financial Services Modernization Act of 1999

Testimony of Thomas E. Geyer Commissioner of Ohio Division of Securities Chair, Securities Activities of Banks Project Group Before the…

Podcasts & Webcasts

SENIORS-FOCUSED PODCASTS AND WEBCASTS The “NASAA’s Senior Issues Committee Presents” is a free webcast that provides an inclusive platform…

10 Tips to Protect Your Financial Nest Egg

First the bad news: As an older investor you are a top target for con artists. The files of state…

Investor Education Resources for Military Servicemembers

Defend Yourself Against Investment Fraud State securities regulators are thankful for the service and sacrifice of military servicemembers and their…

NASAA to Urge Senate to Re-establish Liabillity for Aiders and Abettors of Securities Violations

WASHINGTON (September 17, 2009) –The North American Securities Administrators Association (NASAA) will testify in support of a bill to restore…

COVID-19-Related Investment Schemes Anticipated

State and Provincial Securities Regulators Outline What to Expect and Offer Guidance on How to Protect YourselfWASHINGTON, D.C. (March 30,…

Examining Private Market Exemptions as a Barrier to IPOs and Retail Investment

Written Testimony of Michael S. PieciakNASAA Past-President and Vermont Commissioner of Financial RegulationOn behalf of The North American Securities Administrators…

SENIOR INVESTOR RESOURCE CENTER

As your first line of defense against investment fraud, NASAA members have heard too many stories of scam artists who…