Search Results for: fraud

NASAA Highlights Financial Education Efforts at Inaugural Meeting of National Financial Education Network

WASHINGTON, D.C. (April 17, 2007) —Tennessee Assistant Commissioner for Securities Daphne Smith, on behalf of the North American Securities Administrators…

Notice of Request for Public Comment: Proposed Changes to Performance Fee Model Rules Under the Uniform Securities Acts of 1956 and 2002

The Board of Directors of the North American Securities Administrators Association, Inc. (“NASAA”) has authorized release for public comment the…

NASAA unveils legislative agenda that “puts investors first”

Investors need more information, education, protection: state regulators WASHINGTON (December 23, 2002)– Investors need more information, more education and more…

Venture Exchanges and Small-Cap Companies

WRITTEN STATEMENT OF WILLIAM BEATTY PRESIDENT, NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. AND WASHINGTON SECURITIES DIVISION DIRECTOR BEFORE THE SUBCOMMITTEE…

Informed Investor Advisory: Don’t Get Swept Away by a Romance Scam

Are you an informed investor? Don’t Get Swept Away by a Romance Scam Dating apps and social media platforms may…

How to Protect Your Nest Egg

10 Tips to Protect Your Nest Egg First the bad news: As an older investor you are a top target…

NASAA Reminds Investors to Approach Cryptocurrencies, Initial Coin Offerings and Other Cryptocurrency-Related Investment Products with Caution

Borg: “Go beyond the headlines and hype to understand cryptocurrency investment risk.” WASHINGTON, DC (January 4, 2018) – As cryptocurrencies…