Search Results for: fraud

State Securities Regulators Release “Unlucky 13” Investor Traps

Personal Information Scams, Oil & Gas Investment Fraud, Prime Bank Schemes Seen as Greatest Potential Threats to Investors in 2006…

Wall Street crime should earn prison time, says top state regulator

Law enforcement summit planned to boost number of criminal cases WASHINGTON (January 9, 2000) - White-collar criminals who commit securities…

NASAA Identifies Top Investor Traps

Crawford: “Knowledge, attention to detail and a healthy sense of skepticism are a triple threat to fight investment fraud.” WASHINGTON…

A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs

TESTIMONY OF MELANIE SENTER LUBIN MARYLAND SECURITIES COMMISSIONER ON BEHALF OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION BEFORE THE U.S.…

Improving Financial Literacy

Committee on Financial Services Subcommittee on Financial Institutions and Consumer Credit "Improving Financial Literacy: Working Together to Develop Private Sector…

Newsroom Archive

NASAA Senior-focused News Archive NASAA Spotlights Warning Signs of Guardian Financial AbuseOctober 30, 2017 NASAA Survey: Seniors at Risk…

NASAA Marks National Financial Literacy Month

Crawford: Education is an Investor's Best Defense Against Investment Fraud WASHINGTON, D.C. (April 12, 2010) – In recognition of National…

Informed Investor Advisory: Social Networking

Are you an informed investor? Social Networking Social networking in the Internet age allows people to connect to one another more…

“Prime bank” scams on the rise, state securities regulators warn

Low interest rates, distrust of government, Internet fuel billions in losses; Bogus schemes likened to Wall Street’s “X-Files,” called “Fraud…

State securities regulators issue statement on actions announced by the SEC, U.S. Attorney for the Southern District of New York and the FBI

(June 14, 2000) - As the SEC, U.S. Attorney for the Southern District of New York and the Federal Bureau…