Search Results for: fraud

NASAA Identifies Top Investor Traps

Crawford: “Knowledge, attention to detail and a healthy sense of skepticism are a triple threat to fight investment fraud.” WASHINGTON…

NASAA Reveals Top Investor Threats for 2022

State Securities Regulators Warn of Risks of Cryptocurrency and Digital Asset Fraud WASHINGTON, D.C. (January 10, 2022) – The North…

Additional Resources for Seniors

NASAA members and other consumer education organizations offer excellent resources to help seniors better understand their investments. Some of these…

NASAA Identifies Threats to Senior Investors in Senate Testimony

State Securities Regulators Outline Initiatives to Protect Seniors from Investment Fraud WASHINGTON, D.C. (March 29, 2006) -- The North American Securities…

State Securities Regulators Release “Unlucky 13” Investor Traps

Personal Information Scams, Oil & Gas Investment Fraud, Prime Bank Schemes Seen as Greatest Potential Threats to Investors in 2006…

Wall Street crime should earn prison time, says top state regulator

Law enforcement summit planned to boost number of criminal cases WASHINGTON (January 9, 2000) - White-collar criminals who commit securities…

A Legislative Proposal to Create Hope and Opportunity for Investors, Consumers, and Entrepreneurs

TESTIMONY OF MELANIE SENTER LUBIN MARYLAND SECURITIES COMMISSIONER ON BEHALF OF THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION BEFORE THE U.S.…

Newsroom Archive

NASAA Senior-focused News Archive NASAA Spotlights Warning Signs of Guardian Financial AbuseOctober 30, 2017 NASAA Survey: Seniors at Risk…

Improving Financial Literacy

Committee on Financial Services Subcommittee on Financial Institutions and Consumer Credit "Improving Financial Literacy: Working Together to Develop Private Sector…

NASAA Marks National Financial Literacy Month

Crawford: Education is an Investor's Best Defense Against Investment Fraud WASHINGTON, D.C. (April 12, 2010) – In recognition of National…